Valid CSI CSC1 Exam Review, Download CSC1 Free Dumps
Valid CSI CSC1 Exam Review, Download CSC1 Free Dumps
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CSI Canadian Securities Course Exam 1 Sample Questions (Q80-Q85):
NEW QUESTION # 80
ABT Ltd. is currently trading at $65. An investor buys five ABT July 55 put options for $2each. Ignoring commissions, what price must ABT Ltd. common shares trade at for theinvestor to break even on her put options?
- A. $55
- B. $63
- C. $57
- D. $53
Answer: D
Explanation:
To calculate the break-even price for the put options:
* The strike price of the put is $55.
* The cost per put option is $2.
* For the investor to break even, the stock must fall below the strike price by at least the cost of the option.
Break-even price = Strike price - Cost of the option= $55 - $2 =$53
If ABT Ltd. trades at $53, the investor can sell the stock at $55 using the put and recover the $2 premium paid.
References:
* Volume 1, Chapter 10:Derivatives, section on "Options Basics" explains the calculation of break-even prices for options.
NEW QUESTION # 81
A politician promises to lower income taxes and increase government spending on social programs. but once selected her government's high debt level prevents her from doing so. Which challenge has this politician faced?
- A. Co-ordination of federal, Provincial, and municipal policies
- B. Timing lags
- C. Unsynchronized fiscal and monetary policies.
- D. Political business cycle
Answer: B
Explanation:
Timing lags refer to delays between the implementation of fiscal policy measures (such as tax cuts or increased government spending) and their impact on the economy. In this case, the politician's government was unable to implement the promised fiscal policies due to the high debt level, which delayed or negated the planned economic measures.
This reflects the challenge of timing lags in fiscal policy, where structural constraints (such as debt levels) prevent timely execution.
References:
* Volume 1, Chapter 5:Economic Policyunder "Challenges of Government Policy" discusses timing lags in implementing fiscal measures (CSC Volume 1, Chapter 5).
NEW QUESTION # 82
Which exchange trades all financial andequity futures and options listed for trading in copyright?
- A. Canadian Securities Exchange
- B. ICE NGX copyright
- C. Montreal Exchange
- D. Toronto Stock Exchange
Answer: C
Explanation:
TheMontreal Exchange (MX)is the sole Canadian exchange that lists and trades all financial and equity futures and options. It is a derivatives exchange specializing in these products and is part of the TMX Group.
* A. ICE NGX copyright: This platform focuses on energy products like natural gas and electricity, not equity futures or options.
* B. Canadian Securities Exchange: This exchange supports small-cap stocks but does not deal with derivatives.
* D. Toronto Stock Exchange: This exchange lists equities and some other securities but does not specialize in trading futures or options.
NEW QUESTION # 83
Keith has a $150,000 term deposit with ABC Trust Company and a $75.000 term depositwithXYZ Trust Company. Both term deposits nave a maturity date of four years and both trust companies are member institutions of the CDIC. How much is Keith cowered for under COIC if both trust companies become insolvent?
- A. $225,000
- B. $100,000.
- C. $200,000
- D. $175,000
Answer: C
Explanation:
TheCanada Deposit Insurance Corporation (CDIC)insures eligible deposits (e.g., term deposits) up to a maximum of$100,000 per depositor per member institution. In this case:
* Keith has $150,000 in ABC Trust Company # $100,000 is insured.
* Keith has $75,000 in XYZ Trust Company # Entire $75,000 is insured.
Total insured amount = $100,000 (ABC) + $75,000 (XYZ) = $200,000.
References:Volume 1, Chapter 3 ("Investor Protection Funds and Insurance").
NEW QUESTION # 84
A large corporation has issued the following securities:commercialpaper, first mortgage bonds, and equipment trust certificates Which ranging of the securities is correctly seated from most secure to teas: secure?
- A. Firm mortgage bonds commercial paper, equipment trust certificates.
- B. First mortgage bonds equipment trust certificates, commercial paper.
- C. Equipment trust certificates, first mortgage bonds, commercial paper.
- D. Commercial paper fast mortgage bonds, equipment "trust certificates
Answer: C
Explanation:
The ranking of securities in terms of security is determined by the collateral backing each type of instrument and the priority of claims in the event of default. The correct order is as follows:
* Equipment Trust Certificates: These are backed by specific physical assets, such as equipment or machinery. The certificate holders have a direct claim on these assets, making them the most secure.
* First Mortgage Bonds: These are secured by the corporation's real estate assets. They represent a claim on the property, ensuring a high level of security, but less secure than equipment trust certificates as real estate may fluctuate in value or face delays in liquidation.
* Commercial Paper: This is unsecured short-term debt issued by corporations. As it lacks collateral, it is the least secure of the three securities. Investors rely on the issuing corporation's creditworthiness and financial stability.
The distinction in security levels reflects the degree of collateralization and claim priority, ensuring investors are compensated for the relative risk levels.
NEW QUESTION # 85
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